The Financial Regulatory Authority (FINRA) Regulatory Notice 10-06 provides guidance on the supervision of social media websites, such as blogs and social networking websites.
This notice tells you how you should and shouldn’t be using these sites for personal and business communications. This is a growing question with FINRA staff, as more and more people use social media to communicate every day. Read the Regulatory Notice on FINRA’s website.
For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.
With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.
* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.