Need a resource guide? You have one…The FCA Conduct of Business Sourcebook. It’s a doozy and about a trillion pages long. We advise you read it thoroughly.
The FCA Conduct of Business Sourcebook applies to a firm that is a designated investment business or a long-term insurance business in relation to life policies or activities connected with them. This applies to establishments maintained by an appointed representative in the United Kingdom. This sourcebook does not apply to a firm that is accepting deposits carried on from an establishment maintained by it, or its appointed representative, in the United Kingdom. Read more about the firm guidelines here.
The entire Conduct of Business Sourcebook can be found by section on the FCA website.
Content channels within compliance include: email, instant messaging, social media, text/SMS, audio, video, website and blogs. The global regions for this particular sourcebook are Europe and Britain.
For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.
With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.
* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.