The Commodity Futures Trading Commission, or known as CFTC, adopted new amendments to Regulation 1.31, which are recordkeeping obligations.
The new amendments allow most categories of required records to be stored on either micrographic or electronic storage media for a five-year maintenance period in order to match the procedures for firms regulated by the CFTC and the SEC.
The content channels expected to be in compliance include: email, instant messaging, social media, text/SMS, audio, video, website and blogs. The regulated regions are North America and the United States.
For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.
With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.
* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.