The SEC’s Regulation S-P

The Securities and Exchange Commission (SEC) adopted the Privacy of Consumer Financial Information, also known as Regulation S-P or Reg S-P, in agreement with Gramm-Leach Bliley Act (GLBA) Section 504.

This means the Commission and other federal agencies are to implement standards and securities (notice requirements and restrictions) on a financial institution’s ability to disclose nonpublic personal information about its consumers.

In the Reg S-P, the content channels expected to be in compliance include: email, instant messaging, social media, text/SMS, audio, video, website and blogs. The global regions being monitored under this regulation are North America and the United States.

For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.

With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.

* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.

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