What Is Required Under NI 31-103

The National Instrument 31-103, also known as NI 31-103, took effect on September 29, 2009 under the Canadian legislation.

It’s job is to put into law consolidated categories of registration and additional requirements to unify message retention and registration rules for Canadian companies as well as individuals. It includes instruments, rules, policies, and other documents, both proposed and final. To review the categories, visit the Ontario Securities Commission website.

The content channels expected to be in compliance include: email, instant messaging, social media, text/SMS, audio, video, website and blogs. The global regions in effect are North America and the United States.

For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.

With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.

* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.

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