The Investment Company Act of 1940, or ICA 1940, is one of the fundamental regulations that defined the hedge fund, the exchange traded fund (ETF) and mutual fund industries.
It’s the backbone to financial regulation and yet, it’s still difficult for investors to understand its functionality. We don’t blame them.
The content channels expected to be in compliance include: email, instant messaging, social media, text/SMS, audio, video, website and blogs. The global regions in effect are North America and the United States.
For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.
With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.
* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.