Regulations  and Laws

Below is a list of important regulations by industry on electronic communications archiving and compliance.

Financial Services Regulations (all)

Markets In Financial Instruments Directive (MIFID) Article 51(3)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe
Reference Link: https://www.esma.europa.eu/press-news/esma-news/esma-issues-standards-reporting-cooperation-suspensions-under-mifid-ii

 

SEC Rule 17a-3: Records to be Made by Certain Exchange Members

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/rules/final/34-44992.htm

 

SEC Rule 17a-4: Records Preservation

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/sites/default/files/SEA.Rule_.17a-4.Interpretations_0_0.pdf

 

Financial Conduct Authority (FCA): Social Media and Customer Communications Guidance

Content Channels: Social Media, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: https://www.fca.org.uk/news/fca-confirms-approach-for-financial-promotions-in-social-media 

 

Financial Conduct Authority (FCA) Conduct of Business Sourcebook

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: https://www.handbook.fca.org.uk/handbook/COBS/

 

FINRA Regulatory Notice 07-59

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/industry/notices/07-59

 

FINRA Regulatory Notice 10-06

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/industry/notices/10-06

 

FINRA Regulatory Notice 10-59

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/notices/10-59

 

FINRA Regulatory Notice 11-32

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/notices/11-32

 

FINRA Regulatory Notice 11-39

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/file/regulatory-notice-11-39

 

FINRA Regulatory Notice 12-29

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/notices/12-29


FINRA Rule 4511

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=9957

 

FINRA Rule 8210

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3883

 

NASD 3010 – Supervision of Sales Activities

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/sites/default/files/NoticeDocument/p465940.pdf

 

NYSE 472 – Communications with the Public

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://nyserules.nyse.com/nysetools/PlatformViewer.asp?SelectedNode=chp_1_6&manual=/nyse/rules/nyse-rules/

 

FSA Conduct of Business Rules (Rule 5.54 & Appendix 18)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: http://www.fsa.gov.uk/pubs/additional/578.pdf

 

Gramm-Leach-Bliley Act (GLBA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.ftc.gov/tips-advice/business-center/privacy-and-security/gramm-leach-bliley-act

 

IIROC Regulatory Notice 11-0349

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, Canada
Reference Link: http://www.iiroc.ca/Documents/2011/dbed7d6a-ed1c-4a8b-b3d9-bef60412aa27_en.pdf

 

Investment Company Act of 1940

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/about/laws/ica40.pdf

 

Investment Dealers Association of Canada (IDA 29.7)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, Canada
Reference Link: http://www.iiroc.ca/Documents/2011/dbed7d6a-ed1c-4a8b-b3d9-bef60412aa27_en.pdf

 

IRS Rev Proc 97-22 (Books & Records; Electronic Storage; Imaging)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.irs.gov/pub/irs-tege/rp-97-22.pdf

 

Dodd-Frank Wall Street Reform and Consumer Protection Act

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.fdic.gov/regulations/reform/dfa_selections.html

 

Massachusetts Data Breach Law

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://malegislature.gov/Laws/GeneralLaws/PartI/TitleXV/Chapter93h/Section3

 

National Instrument 31-103 (NI 31-103)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, Canada
Reference Link: https://www.osc.gov.on.ca/en/SecuritiesLaw_31-103.htm

 

Regulation S-P

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/rules/final/34-42974.htm

 

Right to Financial Privacy Act (RFPA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.fdic.gov/regulations/laws/rules/6000-1700.html

 

Sarbanes-Oxley Act of 2002 (SOX)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.soxlaw.com/

 

 FINRA 2210 – Communications with the Public

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/issues/advertising

 

FINRA 2211 – Institutional Sales Material & Correspondence 

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3626

 

FINRA 2310 – Recommendations to Customers (Suitability) 

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=8469

 

FINRA 3110 – Supervision & Supervisory Control System

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11345

 

FINRA 3012 – Supervisory Control System  Replaced by 3210

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3722&print=1

 

FINRA 3120 – Supervision & Supervisory Control System

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11346

 

17 CFR Part 45 – Commodity Futures Trading Commission (CFTC) Rule

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.cftc.gov/idc/groups/public/@lrfederalregister/documents/file/2011-33199a.pdf

 

Federal Financial Institutions Examination Council (FFIEC) Guidance on Social Media

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.ffiec.gov/press/pr121113.htm

 

17 CFP 1.31 – Commodity Futures Trading Commission (CFTC) Rule 1.31

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.cftc.gov/opa/press99/opa4266-99-attch.htm

Broker Dealers

Markets In Financial Instruments Directive (MIFID) Article 51(3)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe
Reference Link: https://www.esma.europa.eu/press-news/esma-news/esma-issues-standards-reporting-cooperation-suspensions-under-mifid-ii

 

SEC Rule 17a-3: Records to be Made by Certain Exchange Members

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/rules/final/34-44992.htm

 

SEC Rule 17a-4: Records Preservation

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/sites/default/files/SEA.Rule_.17a-4.Interpretations_0_0.pdf

 

Financial Conduct Authority (FCA): Social Media and Customer Communications Guidance

Content Channels: Social Media, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: https://www.fca.org.uk/news/fca-confirms-approach-for-financial-promotions-in-social-media 

 

Financial Conduct Authority (FCA) Conduct of Business Sourcebook

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: https://www.handbook.fca.org.uk/handbook/COBS/

 

FINRA Regulatory Notice 07-59

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/industry/notices/07-59

 

FINRA Regulatory Notice 10-06

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/industry/notices/10-06

 

FINRA Regulatory Notice 10-59

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/notices/10-59

 

FINRA Regulatory Notice 11-32

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/notices/11-32

 

FINRA Regulatory Notice 11-39

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/file/regulatory-notice-11-39

 

FINRA Regulatory Notice 12-29

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/notices/12-29

 

FINRA 2210 – Communications with the Public

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.finra.org/industry/issues/advertising

 

FINRA 2211 – Institutional Sales Material & Correspondence 

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3626

 

FINRA 2310 – Recommendations to Customers (Suitability) 

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=8469

 

FINRA 3110 – Supervision & Supervisory Control System

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11345

 

FINRA 3012 – Supervisory Control System  Replaced by 3210

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3722&print=1

 

FINRA 3120 – Supervision & Supervisory Control System

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11346

 

FINRA Rule 4511

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=9957

 

FINRA Rule 8210

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=3883

 

NASD 3010 – Supervision of Sales Activities

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA 
Reference Link: http://www.finra.org/sites/default/files/NoticeDocument/p465940.pdf

 

NYSE 472 – Communications with the Public

Content Channels: Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://nyserules.nyse.com/nysetools/PlatformViewer.asp?SelectedNode=chp_1_6&manual=/nyse/rules/nyse-rules/

 

FSA Conduct of Business Rules (Rule 5.54 & Appendix 18)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: http://www.fsa.gov.uk/pubs/additional/578.pdf

 

Gramm-Leach-Bliley Act (GLBA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.ftc.gov/tips-advice/business-center/privacy-and-security/gramm-leach-bliley-act

 

IIROC Regulatory Notice 11-0349

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, Canada
Reference Link: http://www.iiroc.ca/Documents/2011/dbed7d6a-ed1c-4a8b-b3d9-bef60412aa27_en.pdf

 

Investment Company Act of 1940

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/about/laws/ica40.pdf

 

Investment Dealers Association of Canada (IDA 29.7)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, Canada
Reference Link: http://www.iiroc.ca/Documents/2011/dbed7d6a-ed1c-4a8b-b3d9-bef60412aa27_en.pdf

 

IRS Rev Proc 97-22 (Books & Records; Electronic Storage; Imaging)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.irs.gov/pub/irs-tege/rp-97-22.pdf

 

Dodd-Frank Wall Street Reform and Consumer Protection Act

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.fdic.gov/regulations/reform/dfa_selections.html

 

Massachusetts Data Breach Law

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://malegislature.gov/Laws/GeneralLaws/PartI/TitleXV/Chapter93h/Section3

 

National Instrument 31-103 (NI 31-103)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, Canada
Reference Link: https://www.osc.gov.on.ca/en/SecuritiesLaw_31-103.htm

 

Regulation S-P

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/rules/final/34-42974.htm

 

Right to Financial Privacy Act (RFPA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.fdic.gov/regulations/laws/rules/6000-1700.html

 

Sarbanes-Oxley Act of 2002 (SOX)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.soxlaw.com/

 

17 CFR Part 45 – Commodity Futures Trading Commission (CFTC) Rule

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.cftc.gov/idc/groups/public/@lrfederalregister/documents/file/2011-33199a.pdf

 

17 CFP 1.31 – Commodity Futures Trading Commission (CFTC) Rule 1.31

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.cftc.gov/opa/press99/opa4266-99-attch.htm

Registered Investment Advisors

Investment Advisers Act of 1940 204-2

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/about/laws/iaa40.pdf

 

Regulation S-P

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.sec.gov/rules/final/34-42974.htm

 

Sarbanes-Oxley Act of 2002 (SOX)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.soxlaw.com/

 

Private Equity and Hedge Funds

Markets In Financial Instruments Directive (MIFID) Article 51(3)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.esma.europa.eu/press-news/esma-news/esma-issues-standards-reporting-cooperation-suspensions-under-mifid-ii

 

SEC Rule 17a-4: Records Preservation

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/sites/default/files/SEA.Rule_.17a-4.Interpretations_0_0.pdf

 

FINRA 3110 – Supervision & Supervisory Control System

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11345

 

FINRA 3120 – Supervision & Supervisory Control System

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=11346

 

Dodd-Frank Wall Street Reform and Consumer Protection Act

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.fdic.gov/regulations/reform/dfa_selections.html

Banks and Credit Unions

Markets In Financial Instruments Directive (MIFID) Article 51(3)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe
Reference Link: https://www.esma.europa.eu/press-news/esma-news/esma-issues-standards-reporting-cooperation-suspensions-under-mifid-ii

 

17 CFP 1.31 – Commodity Futures Trading Commission (CFTC) Rule 1.31

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.cftc.gov/opa/press99/opa4266-99-attch.htm

 

SEC Rule 17a-4: Records Preservation

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.finra.org/sites/default/files/SEA.Rule_.17a-4.Interpretations_0_0.pdf

 

Financial Conduct Authority (FCA) Conduct of Business Sourcebook

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: Europe, Britain
Reference Link: https://www.handbook.fca.org.uk/handbook/COBS/

 

Federal Financial Institutions Examination Council (FFIEC) Guidance on Social Media

Content Channels: Social Media, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.ffiec.gov/press/pr121113.htm

 

Consumer Financial Protection Bureau (CFPB) social media guidance

Content Channels: Social Media, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://files.consumerfinance.gov/f/201509_cfpb_use-of-social-media.pdf

Mortgage Brokers

Mortgage Acts and Practices – Advertising Final Rule (MAP Rule)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.federalregister.gov/articles/2011/12/16/2011-31731/mortgage-acts-and-practices-advertising-regulation-n-mortgage-assistance-relief-services-regulation

 

Federal Financial Institutions Examination Council (FFIEC) Guidance on Social Media

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.ffiec.gov/press/pr121113.htm

 

Consumer Financial Protection Bureau (CFPB) social media guidance

Content Channels: Social Media, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://files.consumerfinance.gov/f/201509_cfpb_use-of-social-media.pdf

Energy

18 CFR Part 35 & Part 284 – The Federal Energy Regulatory Commission (FERC)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.law.cornell.edu/cfr/text/18/chapter-I

 

Nuclear Regulatory Comission – 9.6 Communication

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.nrc.gov/reading-rm/doc-collections/cfr/part009/part009-0006.html

Education

Family Educational Rights and Privacy Act (FERPA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www2.ed.gov/policy/gen/guid/fpco/ferpa/index.html

Government and Private Sector

Florida Sunshine Law

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.nfoic.org/florida-foia-laws

 

Freedom of Information Act (FOIA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.foia.gov/

 

Government in the Sunshine Act

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.gsa.gov/portal/content/102416

 

Federal Information Security Management Act of 2002 (FISMA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.dhs.gov/fisma

Healthcare

Federal Food, Drug and Cosmetic Act (FDCA, FD&C)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.fda.gov/regulatoryinformation/legislation/federalfooddrugandcosmeticactfdcact/

 

Health Information Technology for Economic and Clinical Health (HITECH) Act

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.hhs.gov/ocr/privacy/hipaa/administrative/enforcementrule/hitechenforcementifr.html

 

Health Insurance Portability and Accountability Act of 1996 (HIPAA)

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: http://www.hhs.gov/ocr/privacy/hipaa/understanding/index.html

 

45 CFR 164 – Department of Health and Human Services

Content Channels: Email, Instant Messaging, Social Media, Text/SMS, Audio, Video, Website, Blogs
Global Region: North America, USA
Reference Link: https://www.gpo.gov/fdsys/pkg/CFR-2007-title45-vol1/content-detail.html

 

 

Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.