Intelligent Electronic Message Management Solutions
Erado provides regulatory specific compliance solutions. Whether your company is required to archive electronic messages (email and instant messages) for SEC/NASD/FINRA regulations or for the Federal Rules of Civil Procedure, Erado has a solution for your organizations needs.
Erado offers solutions designed to address the specific requirements of the following regulations:
- SEC NASD/FINRA
- Federal Rule of Civil Procedure (FRCP)
- Federal Energy Regulatory Commission (FERC)
- Gramm-Leech Bliley (GLB)
- Sarbanes-Oxley (SOX)
Erado's SEC and NASD/FINRA solutions deliver a complete end-to-end archiving, supervisory, disaster recovery, and hosting solution. This solution can be tailored to fit the needs of the largest Broker Dealers to the smallest of RIA's. Erado scans all internal, inbound and outbound emails and attachments for compliance violations. The system also captures, scans and stores all instant message conversations. When a message is found to be out of compliance that communication is intelligently routed to proper compliance personnel or saved for a daily report for further review.
Federal Rule of Civil Procedure (FRCP)
All firms, that may be in litigation (which according to the law firm of Fulbright & Jaworski over 90% of all business will be in some form of litigation in the next five years) must adhere to electronic evidence discovery rules set forth by the Federal Rules of Civil Procedure (FRCP). Erado's FRCP solution automates electronic message archiving and management for your firm with an easy to use, fully secure solution to ensure that electronic message retention requirements are adequately met.
Federal Energy Regulatory Commission (FERC)
Energy firms, that trade, sell or transmit energy, specifically electricity and natural gas are required under the Federal Energy Regulatory Commission (FERC) to archive electronic messages. Erado's FERC solution automates electronic message archiving with an easy to use, secure solution to ensure that electronic message retention requirements for FERC are adequately met.
The Gramm-Leach-Bliley (GLB) Act, also known as the Financial Modernization Act, requires financial firms to protect consumers’ financial data. Erado's GLB solution manages your electronic messages to comply with these information-sharing requirements and those of the FRCP.
All public firms, as well as private firms that may one day go public, must adhere to electronic compliance regulations as set forth by the Sarbanes-Oxley Act. Erado's SOX solution automates email and instant message archiving and management for your firm with an easy to use, fully secure solution to ensure that electronic message retention requirements are adequately met.
To learn more about Erado's on-demand message hosting, archiving, security, and compliance solutions please contact us at 866-67ERADO (866-673-7236)