SEC NASD/FINRA Compliance Solutions
Erado's on-demand electronic message archive,
supervisory, discovery, and compliance service provides a full featured easy to
use on-demand solution for the
electronic records retention and supervisory requirement for all financial
service companies that need to
comply with the SEC and the newly formed Financial Industry Regulatory
Authority (FINRA) formerly the NASD and NYSE.
Today, all financial organizations that are FINRA members must comply with Rule
3010 and Sec rule 17a-3 and 17a-4.
Erado’s on-demand email archiving, supervisory, discovery and compliance
solution provides companies with an easy to use, cost effective solution to
ensure that electronic records meet Sarbanes Oxley compliance requirements.
Click here to learn more about SEC and NASD/FINRA
regulations