Erado Blog

relaxed businessman throwing away papers to the sky

Technology and the Sole Practitioner: 3 Reasons to Take Compliance Paperless

Over the last 20 years technology has changed at an increasing rate and keeping up is hard to do. With everything else an adviser or rep has to manage, technology doesn’t seem as important. The longer you don’t think about technology the …

apples and oranges

Security and Archiving: Are the Two Related?

At first glance security and archiving seem like two concepts unrelated to one another. Apples and oranges, right? So why are they both a part of this intricate process known as compliance? Depending on who you ask, you’ll hear different answers. …

SEC announces fraud charges in social media case

In March 2014, the Securities and Exchange Commission (“SEC”) released guidance on social media use by registered investment advisers. The SEC announced charges yesterday against Keiko Kawamura, who is accused of defrauding investors through Twitter, Facebook, and other social media channels.

Update regarding SSL bug

The Heartbleed bug (officially referenced to as CVE-2014-0160) was discovered on Monday by researchers at Google Inc. and Codenomicon, a Finnish security firm.

2013 Year-End Wrap Up

Scattered autumn leaves have left branches bare and lined with icy fractures. With Santa’s visit behind us, but lingering hot cocoa and fireside chats ahead, we would like to share some of the news, partnerships, and industry events that made the …