In March 2014, the Securities and Exchange Commission (“SEC”) released guidance on social media use by registered investment advisers. The SEC announced charges yesterday against Keiko Kawamura, who is accused of defrauding investors through Twitter, Facebook, and other social media channels.
The Heartbleed bug (officially referenced to as CVE-2014-0160) was discovered on Monday by researchers at Google Inc. and Codenomicon, a Finnish security firm.
RENTON, WA – Oct. 8, 2013 – Erado, an innovator in electronic communication compliance, has released version 8.0 of its Management Control Center (MCC) compliance solution that allows for real-time management, and contextual capture of messages and data across all forms of real-time communication channels.
FINRA is currently conducting spot checks of all social media communications for firms and for their reps. The specific social media channels that are being reviewed are Facebook, Twitter, Linkedin, and Blogs.